2 edition of Outcomes-focused regulation found in the catalog.
Includes bibliographical references and index.
|Statement||Andrew Hopper and Gregory Treverton-Jones|
|Contributions||Treverton-Jones, G. D., Law Society (Great Britain)|
|LC Classifications||KD485 .H67 2011|
|The Physical Object|
|Pagination||xii, 250 p. :|
|Number of Pages||250|
|LC Control Number||2011514827|
East Dunbartonshire is committed to embedding an outcomes-focused approach throughout its processes for assessment and support management with adult customers. This guide is not intended to be a comprehensive manual on how to practice with an outcomes focus. There are a wide range of publications – most of. Being outcome focused means caring most about the what, not the how. Specifically, outcome-focused teams value results over everything else. They are strongly opposed to micromanagement and give leaders lots of flexibility to achieve results in th.
Almost a year and a half since OFR has been in force, a survey of 1, firms by the SRA revealed that law firms are warming to the regulation. Law firms are required to assess the risks of operational disruption, upon which their resulting plans and arrangements should be based. October A rule book needs to be fit for purpose; our regulatory approach needs to be more effective, proportionate and targeted so we can consistently regulate a greater range of legal service providers with a targeted, risk-based approach. Consequently, the SRA will move to a system of outcomes-focused regulation (OFR) which will offer.
In , the SRA adopted a new Handbook for Solicitors; this handbook includes a Code of Conduct that took effect on 6 October and that uses outcomes-focused or principles-based system of regulation. A fourth instrument of lawyer regulation comes in the form of guidelines, guidance, comments, or commentary, which may or may not be binding. In short, principles-based regulation will sustain the current rigorous regulatory environment for UK financial services. The regulator’s approach to supervision will rely increasingly on principles and outcome-focused rules rather than detailed rules prescribing how outcomes must be achieved.
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This book is designed to assist firms to develop and strengthen their governance arrangements and risk management strategies as they become more familiar with outcomes-focused regulation. It also flags up new business opportunities available to firms through external investment and.
When it's outcomes-focused regulation (OFR) and you want to avoid association with the collapse of the financial system perhaps. That is what is coming the way of solicitors, for whom the big.
Outcomes-Focused Regulation: Compliance in Practice by Tracey Calvert and Bronwen Still Fully revised and updated, the third edition of Outcomes-Focused Regulation: Compliance in Practice brings practitioners up to date with recent and upcoming changes to the sra Handbook and evolving regulation.
covering all the main requirements of the. Policy Statement on "Outcomes-focused regulation: Transforming the SRA's Regulation of Legal Services" with the timetable setting out the transition to OFR, the full cost-benefit analysis and equality impact assessment (the equality impact assessment is an ongoing piece of work taking pace alongside the development of outcomes-focused.
Outcomes-Focused Regulation [Andrew (Andrew Christopher Graha Hopper] on *FREE* shipping on qualifying offers. Written by Andrew Hopper QC and Gregory Treverton-Jones QC, authors of The Solicitor's Handbook and leading figures in the regulatory and disciplinary field.
Outcomes-Focused Regulation – the Main Changes. On October 6. solicitors will wake up to a brand new world. Not only will they have a Outcomes-focused regulation book rule book governing their lives, but the whole shape of the way that legal services are delivered to the public will be changed forever by the advent of Alternative Business Structures.
“Trusted to the ends of the earth”. Outcomes-focused regulation and risk-taking in the legal profession College University of London Grade commendation Author Maximilian Grimmeiß (Author) Year Pages 11 Catalog Number V ISBN (eBook) ISBN (Book) File size KB Language.
The SRA promises ‘outcome-focused regulation’ which will ‘treat law firms like grown-ups’ but which will not, apparently, be ‘light touch’ regulation. The detailed and prescriptive rulebook will be replaced with a targeted, risk-based approach concentrating on standards of service to clients.
The regulator will require. The book's structure mirrors that of the Code of Conduct in the SRA Handbook, providing a chapter on each of the new sections with additional chapters explaining OFR in principle; how regulation will apply in practice; and how the SRA is likely to interact with the profession in future.
Reviews of the Outcomes-Focused Regulation: A Practical Guide. regulation. The SRA has identified that a move to a system of outcomes-focused regulation (OFR) will improve supervision of firms’ standards of service, give firms more flexibility in how they operate their businesses and offer a rule book that is fit for purpose.
OFR should not be viewed as light-touch regulation but effective regulation. Tag Archives: outcomes-focused regulation. Blog, Democratizing Legal Services, Modernizing Legal Services, Stories and this led to an invitation by ABA Publishing to submit a manuscript for a book on the adoption of alternative structures in England & Wales and on.
This authoritative guide takes into account all of the significant changes, including: the move to outcomes-focused regulation with the introduction of the new SRA Handbook the advent of alternative business structures a full review of the new Code and the SRA Handbook with guidance and new provisions the new powers of the SRA and the.
This Chapter traces the development of some of the key regulatory styles and supervisory strategies that have characterized financial regulation in the UK and other parts of the world during the past two to three decades. More specifically, it looks at risk-based regulation, management-based regulation, principles-based regulation, outcomes-focused regulation, and judgement-based by: 1.
Buy Outcomes-Focused Regulation: A Practical Guide by Andrew Hopper, G Treverton-Jones (ISBN: ) from Amazon's Book Store. Everyday low prices and free delivery on eligible orders.
Find Outcomes-Focused Regulation: A Practical Guide, by Andrew Hopper, Gregory Treverton-Jones, ISBNpublished by Law Society Publishing fromthe World's Legal Bookshop.
Shipping in the UK is free. Competitive shipping rates world-wide. By contrast, the Outcomes Focused Regulation regime was aimed at introducing an entity based regulatory system (i.e.
the firm was responsible for the actions of those within it). It is an approach which has ultimately failed and the revised approach with its separate codes for individuals and firms acknowledges this. The book focuses on the amendments which have been made following the introduction of outcomes-focused regulation (OFR), which, as pointed out in the introduction, features ten high level Principles, all of which are mandatory, and on which all aspects of regulation are based, including the Accounts Rules.5/5(1).
This approach though is based on an outcomes-focused philosophy. that don't overly rely on profits from back book customers to subsidise new customers; or have high degrees of cross-subsidisation between products; or rely on products that are highly profitable or that involve rapid growth rates.
that effective regulation and sustainable. Outcomes- Focused Regulation: Compliance in Practice is an essential reference guide that should be on the desks of everyone in your firm with compliance responsibilities including COLPs, COFAs, partners, directors, department heads, practice managers and finance :.
Black, Julia ORCID: () Outcomes focused regulation – the historical context. In: Hopper, A. and Treverton-Jones, T., (eds.) Outcomes-Focused Law Society, London, UK. ISBN Full text not available from this repository. Author.Find Outcomes-focused Regulation: Compliance in Practice, by Bronwen Still, Tracey Calvert, ISBNpublished by Ark Group fromthe World's Legal Bookshop.
Shipping in the UK is free. Competitive shipping rates world-wide.The introduction of this perspective should be taken very seriously by compliance, as it is a set of concepts that is revolutionary in itself and changes the fundamentals in regulation.
The key changes are that outcomes-focused regulation and compliance.